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Question
Match the following pieces of legislation with the function achieved by each regulation as stated in question
A. Securities Act of 1933
B. Securities Exchange Act of 1934
C. Investment Advisers Act
D. Investment Company Act
E. Insider Trading and Securities Fraud Enforcement Act of 1988
F. Market Reform Act of 1990
G. National Securities Markets Improvement Act of 1996
Requires a mutual fund to set rules and procedures regarding the fund's prospectus sent to investors.
Answer
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