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Question
The dominant form of institutional venture capital firms operate as
A. Corporation.
B. Subsidiary of a financial company.
C. Bank holding company.
D. Limited partnership.
E. General partnership.
Answer
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Related questions
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A permanent guarantee fund for the insurance industry does not exist.
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The two policy categories offered by property-casualty insurers that are most likely to be subject to rate regulation are
A. auto insurance and worker's compensation.
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E. product liability and farm owner multiple peril.
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The McCarran-Ferguson Act of 1945
A. separated commercial banking from insurance activities.
B. mandated federal insurance company charters.
C. stipulated that insurance companies are to be regulated at the state level.
D. initiated a national insurance guaranty fund.
E. limited insurance company assets to low risk government securities.
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The surrender value of an insurance policy is
A. the expected payment commitment on existing policy contracts.
B. a fund established and held separately from the company's other assets.
C. the cash value paid to the policyholder if the policy is terminated before it matures.
D. the same as the endowment payout.
E. the price at which the company may repurchase the policy.
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Annuities offered by life insurance companies are a financial contract that
A. is used to build up a fund.
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C. is used to liquidate a fund.
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E. None of the above are correct.
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An insurance policy that protects an individual over an entire lifetime as long as the premiums are paid is called
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Which of the following is NOT considered a trading activity of securities firms?
A. Position trading.
B. Pure arbitrage.
C. Liquidity trading.
D. Risk arbitrage trading.
E. Program trading.
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A corporate venture capital firm
A. has publicly-traded common stock.
B. provides equity funds to companies that already have publicly traded common stock.
C. is a subsidiary of a nonfinancial corporation.
D. provides debt funding to only to established corporations.
E. is subject to more stringent disclosure requirements than other venture capital firms.
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Which of the following would be a key area of activity for an investment bank specializing in the commercial side of the business?
A. Purchase of existing securities.
B. Sale of securities in the secondary market.
C. Brokerage of existing securities.
D. Underwriting issues of new securities.
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Cash management accounts were an early attempt by commercial banks to provide investment banking services to individuals.
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Market making involves creating a primary market in a financial asset.
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The Financial Services Modernization Act of 1999 and other regulatory changes have been the cause of the increase in interindustry mergers of investment banks and securities firms.
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It is impossible for an individual to be approved for a finance company loan with a bankruptcy on their record.
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