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Question
Which of the following issuers must register securities with the SEC under the 1934 Act?
A. An issuer with total assets of $12 million, whose debentures are traded in interstate commerce and are held by 600 holders.
B. An issuer with total assets of $9 million, whose stocks are traded in intrastate commerce and are held by 700 holders.
C. An issuer with total assets of $14 million, whose debentures are traded in interstate commerce and are held by 300 holders.
D. An issuer with total assets of $8 million, whose stocks are traded in intrastate commerce and are held by 400 holders.
Answer
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